August 25.26 & 27, 2020
Online and live
LEC Experience LATAM is the largest online compliance event in Latin America. In an unprecedented experience, more than 1,000 compliance experts from different countries will gather to share knowledge and discuss solutions for major challenges in their journeys.
All talks will have simultaneous translation (PT, ESP, ENG)
Watch, share and interact with other participants
International speakers and participants gathered for a large event
All participants will receive a certificate of participation.
This is a must-see for all compliance executives who want to keep up to date with best international practices to apply them to their operations.
CEO Front-Line Anti-Bribery LLC
Richard Bistrong spent much of his career as an international sales executive in the defense sector and currently consults, writes and speaks on foreign bribery and compliance issues from that front-line perspective. Richard’s experience included his role as the Vice President of International Sales for a large, publicly traded manufacturer of police and military equipment, which required his residing and working in the UK. For well over ten years, Richard traveled overseas in his sales responsibility for approximately 250 days per year.
In 2007, Richard was targeted by the US Department of Justice in part due to an investigation of a UN supply contract and was terminated by his employer. In that same year, as part of a cooperation agreement with the United States Department of Justice and subsequent Immunity from Prosecution in the United Kingdom, Richard assisted the United States, Great Britain, and other governments in their understanding of how FCPA, bribery and other export violations occurred and operated in international sales. Richard’s cooperation, which spanned three years of covert cooperation and two years of trial preparation and testimony, was one of the longest in a white-collar criminal investigation.
In 2012, Richard was sentenced as part of his own Plea Agreement, and served fourteen-and-a-half months at a Federal Prison Camp. Richard was released in December of 2013.
Richard now consults, writes, and speaks about current front-line anti-bribery compliance and ethics issues. Richard shares his experience on anticorruption and ethical challenges from the field of international business, reflecting on his own perspective and practice as a former sales executive and law enforcement cooperator. Richard currently consults with organizations through his company, Front-Line Anti-Bribery LLC, and welcomes the opportunity to exchange and share perspectives on real-world anti-bribery and compliance challenges.
Richard has shared his experience, via keynotes and panels, with the OECD, World Bank, International Anti-Corruption Academy, as well as major multinationals and leading academic institutions.
Richard can be reached via his website or email and he frequently tweets on #FCPA & #compliance via @richardbistrong.
Abstracts on his consulting practice can also be found on his website. Richard is also a Contributing Editor to the FCPA Blog at www.fcpablog.com
CEO of Unimed Fesp
Physician specializing in Gynecology and Obstetrics, graduated from the Medical School of Botucatu (Unesp) in 1978 and specialist in Occupational Medicine from Fundacentro. He has a graduate degree in Business Administration (Faap) and an MBA in Health Services Management (Wharton/Faap/Unimed). He began his career as a director at Unimed Botucatu in 1982, taking over several positions, including President of the Cooperative for four terms: 1988-1992, 1996-2000, 2006-2010, and 2010-2014. He worked at Associação Paulista de Medicina (APM) as a member of the Audit Committee, from 1985 to 1987, and Director of Practice Protection, from 1987 to 1990. He also acted as Regional Representative to the São Paulo State Medical Board (Cremesp), from 1988 to 1993. He held the following positions at Federação Intrafederativa Centro Oeste Paulista: secretary director, from 1998 to 2002; financial director, from 2002 to 2006; president, from 2010 to 2014. Former member of the Confederative Board of Unimed Brasil, from 2010 to 2014, of the Board of Directors of Federação das Unimeds do Estado de São Paulo, from 1998 to 2006 (full member) and from 2010 to 2014 (guest member), as well as full member of the Audit Committee of Central Nacional Unimed (2014-2015, 2015-2016, and 2016-2017). He served as Managing Director of Federação das Unimeds do Estado de São Paulo (2014-2018) and member of the Board of Directors of Unimed Odonto (2015-2017). He is Vice President of the Associação Paulista de Medicina Regional de Botucatu (2014-2021) and an honorary member of Academia Botucatuense de Letras. He is a member of the Management Board of Sescoop/SP (2018-2022).
Partner at Ropes & Gray LLP
A creative and accomplished litigator, Nick Berg focuses his practice on global anti-corruption investigations and other international risk issues, SEC enforcement matters, and complex litigation in state and federal courts around the U.S. Clients rely on Nick for his innovative, efficient, tireless advocacy and, as they tell The Legal 500, his “outstanding understanding of the complexities of investigations spanning multiple jurisdictions” and highlight how he pays “due regard to local cultural challenges and sensitive areas.” As co-coordinator of Ropes & Gray’s Latin America initiative and with his strong presence in Latin America, Nick was recently named a notable practitioner for Corporate Crime & Investigations in Latin America by Chambers 2020 and named one of the top 100 lawyers for FCPA & Fraud in Latin America by Latinvex 2019.
Nick has substantial experience advising global clients in a broad array of industries in connection with government and internal investigations involving the FCPA, the U.K. Bribery Act, export control and economic sanctions laws and regulations, and other international risk issues. In Latin America, a significant amount of Nick’s work involves advising several multinational private equity companies regarding issues involving their portfolio companies and represented these firms in connection with anti-corruption deal diligence for potential acquisitions in the region. In addition, Nick routinely advises clients in connection with SEC and Special Committee investigations involving allegations of accounting errors and misstatements, insider trading, fraud, embezzlement, and bribery. He has also spent well more than a decade representing clients in federal securities fraud and consumer class actions, private equity disputes, and transaction-related litigation and arbitrations.
Managing Partner at Compliance Total and Contato Seguro
Wagner Giovanini is an electrical engineer from Escola Politécnica of USP, a postgraduate in Environmental Management, a Black Belt in Six Sigma methodology, and Master Coach graduated from the Integrated Coaching Institute. He acted for several years in the field of Quality Management and Environmental Management and was Technical Director of Instituto Paulista de Excelência em Gestão (IPEG), member of the Stakeholders’ Board of Movimento Brasil Competitivo - MBC, and member of the Environmental Committee of ABDIB. He was a member of the jury for PNQ (National Quality Award) from 2004 to 2012. He devoted his career to Siemens for 29 years, with nearly 8 years as Compliance Officer. Afterwards, he founded Compliance Total as partner and technical manager responsible for its products and services. He gives talks, courses, and classes at universities on topics such as ethics and corporate integrity. He is co-author of the books 'Ética Empresarial', published by FNQ in 2011; 'Lei Anticorrupção e Temas de Compliance', by Editora JusPodivm in 2016; 'Compliance, Gestão de Riscos e Combate à Corrupção', by Editora Fórum in 2018, and author of the book 'Compliance – A Excelência na Prática', published in 2014. He also coordinates the Technical Committee of DSC 10000, the first Brazilian standard for the certification of compliance systems.
Global co-chair of Morrison & Foerster’s Investigations + White Collar Defense Practice Group
Charles (Chuck) Duross serves as global co-chair of Morrison & Foerster’s Investigations + White Collar Defense Practice Group and is a co-leader of its FCPA and Global Anti-Corruption practice. With more than twenty-three years of experience principally focused on white-collar cases, Chuck’s practice has an emphasis on complex white-collar criminal matters, including internal corporate investigations, representing special committees, compliance counseling, due diligence regarding third parties and business transactions, and defense of clients before government enforcement agencies and multilateral investment banks. Chuck has handled cases and overseen investigations in dozens of countries. As a veteran trial attorney, Chuck has a proven track record in the courtroom in high-profile, high-stakes trials.
Chuck previously served as a Deputy Chief in the Fraud Section of the Criminal Division of the U.S. Department of Justice (DOJ), where he led the Foreign Corrupt Practices Act (FCPA) Unit and was in charge of all of the DOJ’s FCPA investigations, prosecutions and resolutions in the United States. Chuck is internationally recognized for his leading role in developing and implementing the government’s FCPA enforcement strategy. Chuck’s tenure was also marked by his efforts to make FCPA enforcement more transparent and compliance with the statute more understandable to the business community. Working closely with his counterparts at the SEC, Chuck was one of the principal authors of the DOJ and SEC’s first edition of A Resource Guide to the U.S. Foreign Corrupt Practices Act released in November 2012. Dubbed “Mr. FCPA” in The Washington Post, Chuck is routinely recognized in various rankings and publications, including Chambers Global, Chambers USA, and Legal 500, as a leading attorney in white-collar criminal defense, with a particular specialty in FCPA and foreign corruption cases.
Founding Partner of LEC and Partner at Gonsales e Cho Advogados Associados
A graduate in Law from PUC-SP; Post-graduate in Business Law from PUC-SP; Master of Commercial Law, having conducted her research at Harvard University, Boston, and an MBA from FGV/SP. She teaches courses at LEC and in Graduate Programs in Compliance. Speaker at national and international events and author of several articles on anti-corruption and financial compliance.
Partner and leading consultant at T4 Compliance
Matheus Cunha is partner and leading consultant at T4 Compliance. Lawyer with experience in compliance and litigation at national and multinational companies. He was Deputy Secretary of Transparency and Anti-Corruption in the State of Mato Grosso, responsible for the creation and implementation of the Integrity Program, a pioneering project of compliance mechanisms for the Public Sector. He was a member of the committee for regulating the Anti-Corruption Law in Mato Grosso. Professor in the courses of Anticorruption Compliance at LEC - Legal, Ethics & Compliance and in graduate courses at UFMT (Cuiabá, MT), Grupo Atame (Cuiabá, MT), Faculdade Baiana de Direito (Salvador, BA), Faculdade Pólis Civitas (Curitiba, PR), and Faculdade de Direito de Vitória (Vitória, ES). He is taking a Master of Law’s degree at UFMT with a research line on “Corruption, Compliance and Human and Fundamental Rights”. Author of articles on compliance, risk management, public and corporate governance.
Regional Ethics & Compliance Officer, Corporate Counsel (Americas & Europe)
Tiffany Archer leads ethics and compliance in North America, Latin America and Europe for Panasonic Avionics Corporation. In this role, she oversees Panasonic Avionics’ global activities related to ethics and compliance, anti-bribery and corruption, regulatory risk, cross-border internal investigations, and reputational risk management. Additional areas of expertise include anti-money laundering compliance, sanctions compliance and financial crimes. With over 18 years of experience across financial institutions, leading global law firms and Fortune 500 companies, her roles have spanned the Asia-Pacific, Latin America and Europe regions.
She has experience representing multinationals before U.S. regulators, including the SEC and DOJ, as well as Federal Monitors. Tiffany draws passion and excitement from the ever-evolving legal, ethics and compliance landscape, and in serving as a practical business leader.
Tiffany holds a BA from the University of Pennsylvania and a JD from The George Washington University Law School.
Associate Managing Director, Kroll
Ian Cook is an Associate Managing Director in Kroll’s intelligence and investigations team, with a special focus on financial market clients. He is responsible for coordinating teams in complex fraud, corruption, embezzlement, and other investigations. Cook also assists his clients in developing effective and practical strategies, including the management of policies, procedures and monitoring activities, based on global best practices.
He is also responsible for supporting the sports sector in Latin America, working with many different players, such as sports associations, federations, confederations and sponsors, in managing sports-related reputational risks, investigations, compliance and governance issues.
Prior to joining Kroll, Cook was the Head of Compliance for the Brazilian subsidiary of Barclays Bank. Prior to Barclays, he served in various Compliance roles at ASB Bank, New Zealand. In that country, he was summoned by the local Parliament to assist as an expert in the preparation of the bill that gave rise to the local Money Laundering Prevention Act.
Legal and Compliance Manager at Ceptis
Lawyer, graduated in Law from UNESA, with a major in Public Administration Law from UFF and a master’s degree in Law from UGF. He has worked for over 12 years for a federal government company, with extensive experience in corporate governance, partnerships, and strategic planning. He is currently Legal and Compliance Manager at Ceptis, a company operating in the security ink and secure traceability sector in Brazil, responsible for partnerships, governance, and compliance. He chairs the company’s Compliance Committee.
Head of Legal Project Management for the Americas, Litigation Practice
In an industry driven by value-led solutions, clients are now expecting their legal services be just as commercially compelling and fast-moving as they are. With over a decade of experience in legal operations, Jeremy leads a team of Legal Project Managers that provide transparency and predictability to our clients, the case teams, and all other stakeholders.
Operating globally, Jeremy provides his multi-office, cross-disciplinary litigation and investigation teams with a whole suite of LegalTech and business services solutions, from matter planning and budgeting controls to complex and creative data driven strategies at every phase of a company’s electronically stored information lifecycle. As part of his discipline, Jeremy routinely focuses on innovation, process reengineering, alternative and right-sourcing delivery models, and gives considerable attention to finding new ways of leveraging cutting edge technologies on his projects.
Recently, Jeremy designed and applied stacks of cognitive analytics and machine learning algorithms on two of the largest anti-corruption investigations in Latin America. The efficiencies in economy and time gained by deviating away from traditional key word, scorched earth, linear document review provided the containment and reduction of absorbent costs normally from cold-starting large scale internal investigation of this type.
Previously, Jeremy provided forensic and LegalTech solutions in support of narcotics and organized crime investigations at the U.S Attorney’s Office in the Western District of New York, strategies for big data analytics in federal corruption and white-collar fraud investigations at the Enforcement Division of the U.S. Securities & Exchange Commission in Washington, D.C., and for the U.S. Department of Justice.
Excutive Director – Nexis Solutions
Commercial Director at LexisNexis BIS, 41 years old, graduated in Law from the Catholic University of Santos, with specialization in Administration from CEAG FGV/SP and LL.M. in Corporate Law from Ibmec, São Paulo.
A professional with stints at multinationals such as PricewaterhouseCoopers, BankBoston, and Stanton Chase International, he joined LexisNexis 9 years ago and currently leads the Brazilian team of the BIS (Business Insight Solutions) Division. LexisNexis is a large U.S. multinational company operating in the corporate systems and information market since 1976.
Chief Compliance Officer at Neoway
Luciana is an experienced leader in structuring and managing compliance programs with a history of working in big data analytics, metal & mining industry, and law firms. As an external consultant, Luciana assisted medium and large companies in implementing compliance programs, conducting internal investigations and audits for misconduct, third-party due diligence, and assessing compliance with the Clean Company Law (Law 12.846/2013), the U.S. Foreign Corrupt Practices Act, and the UK Bribery Act. As an in-house professional, she was responsible for implementing and managing CBMM’s global compliance program (Brazil, USA, Netherlands, Switzerland, and Singapore). She currently serves as Chief Compliance Officer at Neoway Tecnologia Integrada and is responsible for the governance, risk and compliance structure. Before working with compliance, Luciana advised Brazilian and foreign companies on regulatory and strategic international trade issues, such as trade defense investigations, market access, and multilateral disputes at the World Trade Organization. Luciana has expertise in corporate compliance, international trade law, and international economic relations. A qualified professional with a doctor’s degree, she is the author of the book “Lei da Empresa Limpa: A Nova Geração de Leis Anticorrupção e o Comércio Internacional Brasileiro.”
Associate Director of ICTS Protiviti
He is an Associate Director at ICTS Protiviti, where he has been working since 2002 on Data Privacy, Cyber Security, Loss Prevention and Risk Management projects in various industries, such as consumer goods, banking, and retail. He holds a degree in Business Administration from EAESP-FGV and a postgraduate degree in Business Economics from the same school.
Areas of expertise:
- Data privacy
- Information security
- Business risk mitigation
- Loss and fraud prevention
- Preventive intelligence
Partner of Vinson & Elkins, LLP
Palmina Fava is a partner in the New York office of Vinson & Elkins, LLP, specializing in internal and government investigations, white collar criminal defense, corporate governance counseling, and litigation related to the Foreign Corrupt Practices Act (FCPA), international anti-corruption, anti-money laundering and anti-bribery laws, accounting fraud, market manipulation, bid rigging and unfair trade practices, off-label pharmaceutical marketing, misappropriation of trade secrets, cybersecurity and data privacy, and breaches of duty.
Palmina regularly represents companies in matters before the United States Department of Justice (DOJ), the Securities and Exchange Commission (SEC), other federal and state agencies, international regulatory bodies, and judicial proceedings.
Additionally, Palmina designs and implements practical and comprehensive compliance programs and internal controls tailored to a company’s particular risk profile. She also conducts third party and M&A due diligence, develops and provides compliance training, and drafts contractual compliance reps and warranties.
Palmina graduated cum laude from Georgetown University in 1994 and received her J.D. with honors from Fordham University School of Law in 1997. She is President of the Fordham Law Alumni Association and a board member of the Kidney & Urology Foundation of America and of New Classrooms.
Palmina is fluent in Italian and proficient in Spanish and Portuguese.
Founding partner of Be Compliance
Cyro Diehl is a founding partner of Be Compliance, a technology platform for managing Compliance and LGPD (General Data Protection Law) Programs.
Experienced professional, he served in several positions at multinationals in the technology industry, such as Director, Vice President (Latin America), and CEO in Brazil for several years. Currently he is a member of several Management Boards and Advisory Boards of domestic companies in different industries and became an Entrepreneur and Business Investor. He is the founder and Director of Instituto de Inovação de Vinhedo; co-author of the book “Segredos do Sucesso” (2015 and 2018), published by Editora Leader; and Ambassador of Divine Académie Française des Arts, Lettres et Culture.
For the purpose of “helping companies transform our society through Ethics and Transparency”, he has contributed his experience as a manager and his expertise in technology to a group of talented young lawyers to democratize the implementation of Compliance and LGPD Programs in companies through technology.
CEO of upLexis
A visionary entrepreneur, partner and chief executive officer of upLexis, a leading technology company in the Big Data Risk and Compliance solutions market. He is currently responsible for strategic decision-making at upLexis and technology innovations in Data-Driven products and services of the company involving Big Data Analytics and Artificial Intelligence. He is also a speaker and professor in MBA and graduate programs in Risk Management, Compliance and Due Diligence Technology, Background Check, and Digital-Based Investigations. He has over 20 years’ experience as an executive in the IT industry with a strong business acumen, has an undergraduate degree in electronic engineering from POLI-USP and a graduate degree in Business Administration from FGV-SP and Project Management from FIA-USP.
Partner, Mattos Filho
He advises clients on matters related to corporate integrity, anti-corruption compliance, and corporate governance.
His experience includes conducting internal investigations, representing clients in administrative investigations and enforcement proceedings, acting in leniency negotiations, developing compliance and training programs, anti-corruption compliance due diligence, and advising on the assessment of contractual obligations, corporate governance and disclosure to the capital market as a result of internal or governmental investigations and related government actions.
CMS Rodríguez-Azuero Partner
Daniel is Partner of the Firm and coleads the areas of Compliance and Corporate Criminal Law, Banking & Finance, Insolvency, Restructuring & Liquidation, and leads the area of Public Procurement.
He focuses on issues of risk management, prevention of money laundering, terrorist financing, corruption and smuggling of goods. Daniel is admitted to practice in Colombia and in the States of New York and California in the United States. With nearly 20 years of experience, he has been involved in some of the most delicate local and cross-border white collar controversies and investigations in the country. He is the President of the Colombian Commission on Corporate Responsibility and Anti-corruption of the International Chamber of Commerce -ICC-; he was a member of the Panel of Experts summoned by the Presidency of the Republic of Colombian to report to the Organization of American States -OAS- commission on the Implementation of the Inter-American Convention against Corruption (MESICIC); Member of the “Panel de perspectiva de abogados y académicos colombianos” summoned by the Colombian National Government to respond to the OECD evaluation committee to verify compliance with the OECD Convention on Combating Bribery of Foreign Public Officials in International Business Transactions; and President of the Security and Risk Management Committee of the Colombian American Chamber of Commerce -AMCHAM-.
Managing partner of WFaria Advogados
Wilson De Faria is the founding and managing partner of WFaria Advogados, in charge of the Compliance and Internal Investigation practice, having over thirty years of experience in Tax and International Law. As head of Investigations he led projects that were among the most relevant cases in the business scenario, managing international ramifications in collaboration with world-class firms.
He holds a law degree from the University of São Paulo (USP) and a Business Administration bachelor degree from Fundação Getúlio Vargas (FGV). He holds a postgraduate degree in Tax Law from CEU / SP and a Master's degree in Business Administration from INSEAD (France). Member of OPM 53 (Owners and Presidents Management Program) of Harvard Business School (Harvard University - USA).
Throughout his career, he was also Professor of Law at the Pontifical Catholic University (PUC-GO) and Superintendent of Tax Planning at Banco Citibank S.A.
He is currently a member of the São Paulo Bar Association (IABP), the Brazilian Institute of Lawyers of São Paulo (IASP), representative in Brazil of GGI (Geneva Group International), representative in Brazil of the International Taxation Specialist Group (ITSG), Professor of Law Compliance at LL.M in Business Law at CEU-IICS and President of INSEAD Alumni Law Club.
Corporate Risk Management and Internal Audit Director at Nissan
Lawyer with 20 years’ experience, including 10 years focused on Compliance. Professional with an international certification as CCPE-I from the SCCE. She has solid experience in the implementation of corporate compliance programs in Brazil and abroad and worked for international companies that were investigated by the U.S. Department of Justice. She is currently Corporate Risk Management and Internal Audit Director at Nissan. Former Head of Ethics & Compliance in South America at AVON, where she also participated in the Network for Diversity group and led the Gender cell in the group. She previously worked for Alstom Brasil as Regional Compliance Director for Latin America for one year and worked for 7 years as Legal & Compliance Head at Mitsui & Co (Brazil) SA, the Brazilian subsidiary of Mitsui & Co, Ltd, a Japanese trading company, and at the headquarters in Tokyo, in the first quarter of 2013. Member of the Standing Compliance Studies Committee at IASP and founding member of the ‘Jurídico de Saias’, having also been voted one of Brazil’s 20 most admired and outstanding Compliance professionals by LEC in 2018.
Compliance Director at Coty
Graduated in Law from PUC-SP, with a specialization in Finance from FGV-CEAG, International Commercial Law from the University of California - Davis, and Compliance from Fordham University.
Currently, she is Compliance Director at Coty, one of the world’s largest cosmetics companies, responsible for disseminating the culture of ethics and implementing the #behavebeautifully compliance program in Brazil and Latin America.
Former Compliance Manager at Louis Dreyfus Company, she worked on the implementation and development of the company’s integrity program in Brazil and Latin America.
Before focusing on compliance, she practiced commercial, financial, and corporate law (both in-house and associated with large law firms) for over 10 years.
Chief BSA/AML Compliance Officer & Audit Manager at Plus International Bank
Werner Hospinal, CAMS, is currently the Chief BSA/AML Compliance Officer & Audit Manager at Plus International Bank in Miami, Florida, USA. Werner has more than 25 years of experience working for banks with heavy international client base providing guidance on BSA/AML Compliance, Cross-border AML regulatory requirements to LATAM and Caribbean countries. He has extensive Project Management experience leading multiple Anti-Money Laundering (AML) compliance projects such as Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), Customer Identification Program (CIP), Office of Foreign Asset Control (OFAC) Sanctions and Know Your Customer (KYC). In addition, he was the Regional LATAM Internal Auditor and Compliance Manager for Citibank NA, leading annual reviews /audit projects to Citibank in Mexico, Argentina, Peru, Colombia, Guatemala, and other financial institutions in Ecuador, Venezuela, Panama, Jamaica, Aruba, and USA; presenting audit final reports with corrective action plans to Country Compliance Officers in Latin America, Senior Management and Board of Directors in multiple countries in English and Spanish.
During his professional career Werner has been responsible for managing bank's examinations conducted by US regulators such as: FDIC, Federal Reserve Bank and OCC, implementing internal controls and developing policies and procedures to mitigate money laundering risks.
Werner Hospinal is a Certified Anti-Money Laundering Specialist (CAMS) since 2007; member of the Institute of Internal Auditors (IIA), member of the Florida International Bankers Association (FIBA), and also member of the American Bankers Association (ABA).
Regulatory Risk Partner at Deloitte
For 24 years, he has been working with compliance, risk management, and corporate governance consulting in the LifeSciences & HealthCare and Capital Market industries. Member of Compliance Committees at associations in the financial and healthcare industries. He wrote two books (treasury and foreign exchange) with Febraban, in addition to ‘Cartilha de Compliance’ with ABBI and Febraban and ‘Manual de Compliance – Preservando a Boa Governança e a Integridade Corporativa’, sold by Editora Atlas. Full member of the Corporate Governance Committee for Financial Institutions at IBGC. He was professor in the graduate program “Analysis, Prevention, Detection and Risks of Corporate Fraud” at FIA for 3 years and is currently professor in the MBA in Compliance Governance at Ufscar. Accountant and economist with an MBA in Banking and Marketing Management.
Partner of Pironti Advogados
- Compliance e Gestão de Riscos nas empresas Estatais. CASTRO, Rodrigo Pironti Aguirre de; GONÇALVES, Francine Silva Pacheco. Editora Fórum, 2018.
- Compliance, Gestão de Riscos e Combate à Corrupção: Integridade para o desenvolvimento. CASTRO, Rodrigo Pironti Aguirre de; PAULA, Marco Aurélio Borges de Paula. Editora Fórum, 2018.
- Author of several articles in Brazilian and international legal journals.
- Speaker at Brazilian and international events (Argentina, Mexico, Spain, Italy, etc.).
Founding partner of David Rechulski Advogados law firm
David Rechulski, founding partner of “David Rechulski, Advogados” law firm, is a criminal law practitioner with over 28 years’ experience and a pioneer in the field of business criminal law. Postgraduate in international economic criminal law from the Institute of Economic and European Criminal Law (IDPEE) at the University of Coimbra and in criminal procedure law. Member of Instituto Brasileiro de Ciências Criminais (Brazilian Institute of Criminal Sciences). Criminal law specialist, author of various articles and publications in the field, as well as lecturer and chair of national and international seminars on the same topic. Named for 11 consecutive years by “Anuário Análise ADVOCACIA 500” as one of the most admired lawyers in the criminal law category, ranking first in the last four editions. He has become well-known in the criminal law scene for successfully sponsoring cases of great importance and repercussion, developing innovative theories, now adopted by courts. He was recently recognized by Forbes Magazine as one of the first professionals in Brazil to work with Compliance in the early 2000s and joined the delegation to the 1st International Compliance Mission of the U.S.-Brazil Chamber of Commerce in New York and Washington, D.C.
Global Compliance, Ethics and AML Officer | Corporate Counsel
Juliana is a global compliance professional, licensed attorney in Latin America and Europe, and an American Bar candidate. As an international compliance attorney she has been able to deal with complex matters to business partners within different companies, markets and cultures in continents such as Africa, Latin America, Europe and North America. She has served as a Compliance, Ethics and AML Senior Manager overseeing the identification and assessment of key compliance risks, including risks associated with third parties as well as money laundering.
She concentrates her practice on the areas of corporate governance, regulatory issues, internal investigations, money laundering, SOX compliance (Compliance Internal Controls), internal audit, and global compliance, specifically, anti-bribery, anti-corruption, U.S. Foreign Corrupt Practices Act, U.K. Bribery Act and internal policies and procedures.
She holds the CCEPI certification from the Society of Corporate Compliance and Ethics, as well as the CAMS certification from the Association of Certified Anti-Money Laundering Specialists. Additionally, Juliana holds a Master of Law from Florida International University as well as a Master degree from Universidad de Salamanca. She is based in Miami
CEO & Founder of F&C Consulting Group
CEO & Founder of F&C Consulting Group with operations in the US and Latin America. He provides advice on Forensics, Compliance, Risk Management and Controls, and Management Systems for private and public organizations committed to creating a culture of integrity and identifying the root cause of complaints likely to cause a loss or impact (crisis) on reputation, operations, finance, stakeholders and work environment.
Some recent milestones:
• [2016 - Present] Tecnológico de Monterrey, Mexico - academic coordinator and co-founder of the International Ethics & Compliance Certification (CPC-A, LEC).
• [2016 - Present] Co-founder and Vice President of AMPEC (Mexican Association of Ethics & Compliance Professionals).
• [2016 - Present] Professor at LEORON (a training institute in the Middle East) in the subject of Risk and Forensics
• [2020 - Present] Editor-in-chief of Compliance Urbano.
• [2014 – 2016] Global Convenor of the Communication Task Group in the development of ISO 37001, Anti-Bribery Management System
• [2012 – 2013] FIA, Brazil - Co-founder and academic coordinator of the Compliance and Fraud Risk Management Master’s Program.
• Opinion leader and international speaker.
Founding Partner, GCAA, Gonsales & Cho Advogados Associados
She is a founding partner of GCAA - Gonsales & Cho Advogados Associados.
She specializes in the implementation of governance and data privacy programs, with extensive experience in business law.
A law graduate from the Pontifical Catholic University of São Paulo (PUC-SP), she has a postgraduate degree in Business Law from COGEAE/PUC-SP, a Master’s in Commercial Law, and a PhD in Economic Law from PUC-SP.
She is an Associate Professor of Business Law at the Law School of FAAP/SP.
Former Corporate Legal Director at the largest healthcare company in Brazil, responsible for data privacy, corporate governance, corporate and tax matters, and M&A transactions.
Former partner in large law firms, responsible for business law-related matters.
CEO, TRUE Auditoria
Graduated in medicine in 1986 from Universidade Federal Fluminense (UFF), with a postgraduate degree in General Surgery from the Federal University of the State of Rio de Janeiro (UNIRIO), Medical Manager from Escola Nacional de Saúde Pública Sérgio Arouca (ENSP).
Former professor in the 1st MBA program in Health at Instituto de Pós-Graduação e Pesquisa em Administração of the Federal University of Rio de Janeiro (COPEEAD) and in the MBA in Health at Fundação Getúlio Vargas (FGV) teaching the course Health Audit.
He has worked as a Health Audit and Compliance Consultant since 1990. Speaker at the 22nd International Congress held by UNIDAS (União Nacional das Instituições de Autogestão em Saúde) on the topic Health Compliance.
Founding member of ABRACOS - Associação Brasileira em Compliance em Saúde.
Vice President, Data Protection Officer with UnitedHealth Group
Deanna DiCarlantonio is Vice President, Data Protection Officer with UnitedHealth Group and has been with the company since 2012. She currently leads the global privacy program for UnitedHealth Group. Deanna has over 15 years of experience in leading privacy and IT security functions. Prior to joining UnitedHealth Group, she served as a Privacy Leader in the financial sector, owned her own privacy and security consulting firm that served public and private clients, and worked as a consultant in the Washington, D.C, office of Booz Allen Hamilton. Deanna has made multiple contributions to privacy and security standards including, the National Institute for Standards and Technology (NIST), Special Publication 800.122-Guide to Protecting the Confidentiality of Personally Identifiable Information. She has a Master of Arts from Georgetown University’s School for Foreign Service and undergraduate degrees in German, Political Science, and International Relations from the University of Wisconsin-Madison and has been a Certified Information Privacy Professional (CIPP) since 2005.
The pandemic has accelerated innovation, which has become a matter of survival in many industries. Support areas like Compliance need to quickly reinvent themselves to keep up with the changes. This panel will address simple ways to keep up with innovation using technological resources available in the market.
In an environment full of uncertainty, social distancing has introduced new risks, such as digital communication between employees and remote access to often sensitive data store on the company’s servers. This panel explores this scenario in order to list priorities to consider when implementing a data protection program.
As the risk of money laundering, concealment of assets, and terrorist financing increases, new required preventive procedures are imposed by regulators such as BACEN and CVM. Learn more about how the risk-based approach works and how to maintain compliance with these new regulations.
We need to encourage the exchange of experiences among countries in the region and ensure the dissemination of best international practices for implementing and managing compliance programs. Although Brazil is a compliance hub for Latin America today, exporting knowledge and professionals, it has a lot to learn from successful examples and risk warnings issued by its neighboring countries.
Every compliance professional should know about the enforcement activities performed by the U.S. Department of Justice and the Securities and Exchange Commission, especially in investigating and prosecuting FCPA violations in Latin America. Find out the focus points of these agencies by hearing from staff who experience these activities on a daily basis.
How to incorporate a fairer and more humane treatment into the corporate culture in line with best corporate integrity practices. Top executives share their views on modern models of thought that have proven very effective in maintaining compliance, without repeating the past mistakes of models based exclusively on inspection and punishment.
Monitoring the effectiveness of the compliance program based on in-depth cases, with guidance on KPIs and tools available to facilitate these processes. Find out the latest trends in the subject and how to incorporate these solutions into your program, often investing less than you might think. Modern and creative solutions can truly enhance the desired results.
Though treated as a single region, Latin America encompasses countries with great cultural differences, which directly influence the way companies relate. If, on the one hand, global companies concentrate in Brazil, Mexico, and Argentina; on the other hand, transformation has brought all other countries in the region closer. The panel will address the main actions these nations have adopted to promote greater transparency in the fight against corruption in Latin America.
The panel will discuss what is new in the internal investigation process, as well as the challenge of conducting it in multiple jurisdictions, by bringing perspectives about cross-border information sharing, self-reporting, cooperation, global agreements, and technological considerations.
The due diligence process involves a comprehensive risk analysis, including financial, business, operational, HR, technology, and other risks. Some procedures had to be adapted in the new scenario, such as on-site visits, which became infeasible, though considered extremely relevant in this process at several companies. The panel will address practical cases to illustrate these changes and alternative paths.
LEC Experience LATAM is a completely live and online event. You can participate from anywhere using a computer, tablet, or phone with Internet access.
Yes, all talks have simultaneous translation into Portuguese, English, and Spanish.
Group purchases are made directly from a specialist. Click here to start your group registration process or talk to a specialist via WhatsApp.
Discount percentages vary according to the number of tickets bought in the same purchase, as shown in the table below:
2 registrations: 5 percent discount
3 to 9 registrations: 10 percent discount
10 to 19 registrations: 15 percent discount
Purchases of more than 20 registrations will be evaluated on specific criteria by our specialist team.
Yes. All participants will receive a digital certificate of participation in the event.
To buy tickets on behalf of an organization, please contact a specialist by Whatsapp or call +55 11 3259-2837.
If you want to transfer your ticket to someone else, please contact us by email at contato@lec.com.br and provide your registration information and the transferee’s information.
Please request cancellation of your participation by email at contato@lec.com.br. You can cancel free of charge within 7 days after purchase if you do so before the event starts. After the 7-day period, you can request a refund of 70 percent of the amount paid, until August 15, 2020. After that date, you will no longer be able to cancel your participation, and the full amount will be retained.
If you can't find your question, please complete send an email to contato@lec.com.br.
